NISM Series II A: Registrars and Transfer Agents (Corporate) Certification Exam
23rd Mar 2024
Myonlineprep
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Understanding the NISM Series II A: Registrars and Transfer Agents (Corporate) Certification Exam
The NISM Series II A: Registrars and Transfer Agents (Corporate) Certification Exam is a crucial benchmark for individuals working within registrars and share transfer for corporate sectors. This exam ensures that professionals have the necessary foundational knowledge to manage and execute tasks related to securities issuance and transfer for listed companies efficiently.
Why Take the NISM Series II A: R&T Agents – Corporate Exam?
Achieving a passing score on the NISM Series II A: Registrars and Transfer Agents (Corporate) Certification Exam demonstrates a professional's comprehensive understanding of the securities market, the pivotal role and functions of Registrars and Transfer Agents, and the regulatory landscape in which they operate in India. This expertise is vital for effectively dealing with investor interactions, application processing, corporate actions management, grievance redressal, compliance with securities laws, and more.
NISM Series II A: R&T Agents (Corporate) Certification Exam Objectives
The exam aims to ensure candidates:
- Understand the fundamentals of securities and securities markets.
- Are familiar with the roles and functions of Registrars and Transfer Agents in the corporate securities issuance and transaction processes.
- Have a solid grasp of the regulatory framework governing Registrars and Transfer Agents in India.
How to Register for the NISM Series II A: R&T Agents (Corporate) Certification Exam
Prospective candidates can register for the NISM Series II A: Registrars and Transfer Agents (Corporate) Certification Exam by visiting the official NISM website at www.nism.ac.in. The site provides detailed instructions for registration.
Syllabus Overview and Weightages for the NISM Series II A: R&T Agents (Corporate) Certification Exam
The comprehensive syllabus for the exam covers:
Chapter No. | Chapter Name | Weightage (%) |
---|---|---|
1 | Introduction to Securities | 3 |
2 | Characteristics of Equity Shares | 6 |
3 | Characteristics of Debt Securities | 6 |
4 | Characteristics of Other Securities | 3 |
5 | Basics of Mutual Funds | 3 |
6 | SEBI- Role and Regulations | 14 |
7 | Public Offer of Securities | 5 |
8 | Modes of allotment of shares other than Public Offers | 2 |
9 | Processes related to Public Offering of shares | 8 |
10 | Roles and Responsibilities in a Public Issue | 6 |
11 | Depository Services | 6 |
12 | Processes related to Depositories | 16 |
13 | Investor interface with the R&T Agent | 10 |
14 | Secondary Market Transactions | 5 |
15 | Client Servicing | 7 |
Exam Pattern and Marks for the NISM Series II A: R&T Agents (Corporate) Certification Exam
This exam consists of 100 multiple-choice questions, each worth 1 mark, totaling 100 marks. Candidates have 2 hours to complete it. The exam incorporates a negative marking policy, deducting 25% of the marks for each incorrect answer. A passing score is 50%.
Mock Test for the NISM Series II A: R&T Agents (Corporate) Certification Exam
Candidates are encouraged to take mock tests available on the Myonlineprep website to prepare. These mock tests simulate the exam environment and are beneficial for candidates to familiarize themselves with the question format.
Download Study Material for the NISM Series II A: R&T Agents (Corporate) Certification Exam
Detailed study materials that delve into each syllabus chapter are available for candidates aiming to enhance their exam preparation. These resources offer in-depth insights, aiding in a thorough understanding of the topics.
23rd Mar 2024
Myonlineprep
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